The relevant regulations covering the requirements on responsible individuals for ensuring effective oversight of the service are:

  • Regulation 74: Oversight of Adequacy of Resources

  • Regulation 75: Other Reports to the Service Provider

  • Regulation 76: Engagement with Individuals and Others.

In Practice

Formal Reporting to the Service Provider

These three regulations highlight the relationship between the service provider and the responsible individual when the service provider and responsible individual are separate entities. In these cases, the responsible individual will be reporting to their service provider as the accountable body.

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