Social care providers in Wales must show compliance with the Regulated Services (Service Providers and Responsible Individuals) (Wales) Regulations 2017.

These regulations reflect overarching requirements some of which are repeated in more detail in other regulations. This audit checklist therefore can be used as a screening tool to make a quick check that these key requirements are being met.

The Relevant Regulations

General requirements on service providers

Regulation 6: Requirements in Relation to the Provision of the Service

Regulation 7: Requirements in Relation to the Statement of Purpose

Regulation 8: Requirements in Relation to Monitoring and Improvement

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